Chief Compliance Officer Job at Confidential, Greenwich, CT

V0tlK2laUk9WMXoyOW1CcTZCYjh4TjhzTEE9PQ==
  • Confidential
  • Greenwich, CT

Job Description

Confidential, is seeking an Attorney and Chief Compliance Officer for its hedge fund business

Responsibilities:

  • Provide legal advice to, and partner with, hedge fund business teammates.
  • Administer and maintain program for compliance with federal and state securities laws and regulations.
  • Prepare Form ADV and Form PF filings.
  • Serve as AML Reporting Officer
  • Implement and update compliance policies and procedures.
  • Participate in weekly Compliance Committee meetings.
  • Keep abreast of legal and regulatory developments and compliance best practices. 
  • Review marketing materials and fund fact sheets.
  • Coordinate meetings of offshore fund Boards.
  • Review contracts, prime brokerage documentation and solicitation agreements.

Qualifications:

· J.D. degree required.

· 5+ years legal or compliance experience with in-house legal department, law firm or hedge fund.

· Strong understanding of hedge fund legal and compliance issues and reporting requirements.

· Ability to work under pressure, prioritize and manage multiple tasks.

· Proven ability to build collaborative relationships with executive leadership and other members of the legal and compliance team.

· Knowledge of UCITS funds.

Job Tags

Offshore,

Similar Jobs

Private Company

Associate Attorney, Estate Planning Job at Private Company

 ...Job Title: Associate Attorney Estate Planning Location: Remote (Candidate must reside in Upstate New York Syracuse, Rochester, Buffalo Region) A well-established mid-sized law firm is seeking an Estate Planning Associate Attorney to join their growing team.... 

Dynasty Spirits, Inc

Off Premise Sales Representative - Spirits Industry Job at Dynasty Spirits, Inc

 ...Job Summary: The Off-premise Sales Representative will play a pivotal role in driving sales growth and brand awareness for the brand...  ...promoting our brands to retail partners including retailers and food and beverage establishments and interact with consumers in tastings... 

Prairie Consulting Services

Program Manager- Cyber Security Job at Prairie Consulting Services

 ...Management (PAM), Identity Governance and Administration (IGA), Identity Authentication and Authorization (IAA)), Data Protection, Security Operations, or Attack Surface Management. Organizational Savvy experience working within a matrixed organization to drive... 

Coda Search│Staffing

Branch Administrator Job at Coda Search│Staffing

PLEASE NOTE: SCHEDULE IS 6AM-3PM The Branch Administrator facilitates efficient operation of the assigned location by performing various clerical and administrative tasks. Duties/Responsibilities: Answers and transfers phone calls, screening when necessary. ...

Lemery Connects Recruiting & Consulting

Global Support Representative Job at Lemery Connects Recruiting & Consulting

 ...757; Bilingual Global Support Representative (Spanish/English, Remote) Join...  ...all from the comfort of your home? This could be your dream job!...  ...customer support via phone, chat & email &##128269; Solve problems...  ...in a remote, fast-paced work environment &##128161; What...